EGERTON, J.—
"In the First Amendment the Founding Fathers gave the free press the protection it must have to fulfill its essential role in our democracy. The press was to serve the governed, not the governors." (New York Times Co. v. United States (1971) 403 U.S. 713, 717 [29 L.Ed.2d 822, 91 S.Ct. 2140] (New York Times.) "[P]rior restraints on speech and publication are the most serious and the least tolerable infringement on First Amendment rights." (Nebraska Press Assn. v. Stuart (1976) 427 U.S. 539, 559 [49 L.Ed.2d 683, 96 S.Ct. 2791] (Nebraska Press).) "The damage can be particularly great when the prior restraint falls upon the communication of news and commentary on current events." (Ibid.)
In this case, the union representing deputy sheriffs in the Los Angeles County Sheriff's Department sued to enjoin the Los Angeles Times from publishing news reports about the department's hiring of officers who used to work for the county's office of public safety. The union alleged that a Times reporter had documents and information from the applications and background checks on the deputies. The trial court granted the Times's anti-SLAPP motion.
According to appellants, the Los Angeles County Office of Public Safety (OPS) used to be a law enforcement agency separate from the Los Angeles County Sheriff's Department (LASD). In 2010, the county decided to merge OPS into LASD. Apparently, OPS officers who wanted to work for LASD were required to complete application forms for LASD. LASD hired former OPS officers to work as deputy sheriffs.
The LASD application form is 17 pages long. The form asks for (among other things) the names and addresses of family members, previous employment, military service, educational background, current debts, monthly income and expenditures, and references. The application form also requires applicants to state whether they have ever been fired from a job or reprimanded at work, expelled or suspended from school, court-martialed or
The form does not say that the information the applicant provides will be kept in confidence. Applicants also are required to sign an "Information Waiver" authorizing others to release "confidential and privilege [sic]" information to LASD "[f]or [the] specific purpose" of LASD's consideration of the application. At least as of September 2013, LASD "assured" the applicant "of the confidential nature of his application and that it will not be divulged." It was the "understanding" of at least one deputy who joined LASD from OPS in June 2010 "when [he] submitted [his] application and the supporting documentation that all this information would be maintained by the Sheriff's Department as confidential." At least as of September 2013, LASD's practice was to contact all five references an applicant listed and to ask, for example, about the applicant's temperament, drinking habits, and drug use. At least as of September 2013, LASD's practice was "to provide assurances to these references that their names and comments will be held in strict confidence."
In July 2013 two LASD deputies who had worked for OPS received telephone calls from a man who identified himself as Robert Faturechi, a reporter for the Los Angeles Times. Faturechi told one deputy that he had a copy of the deputy's "complete background investigation file," and that he had obtained "several other deputies' background files ... from a source within the Department." That deputy agreed to meet with Faturechi. Faturechi asked the second deputy about his disciplinary record when he worked for OPS. Faturechi told both deputies that he was writing an article for the Times about LASD's hiring of former OPS deputies.
On September 10, 2013, the union representing deputy sheriffs in LASD—the Association for Los Angeles Deputy Sheriffs (ALADS)—filed a complaint and an ex parte application for a temporary restraining order and order to show cause, seeking preliminary and permanent injunctions. The complaint also listed as plaintiffs "Deputy John Doe[s]" 1 through 13, "Deputy Jane Doe-1," and "500 Similarly Situated ALADS Members." The complaint named as defendants Robert Faturechi, a Los Angeles Times reporter,
ALADS alleged a single cause of action entitled: "CAUSE OF ACTION for Temporary Restraining Order, Preliminary Injunction, Permanent Injunction Preventing Release of Confidential Personnel, Education, Medical and
ALADS prayed for an injunction barring the Times from "[r]eleasing or publishing, in print, on line, or in any other media or format, to the public" any information "obtained from or contained in the background investigation files," including the deputies' names, photographs, and "[a]ny non-public criminal history." ALADS also sought a court order requiring the Times "to immediately return" to LASD
A hearing on ALADS's ex parte application for a temporary restraining order and order to show cause apparently was held on September 10, 2013, in a writs department.
The court denied the application on the additional ground that ALADS—by its own admission—had known for weeks if not months that the Times had information from the OPS/LASD deputies' files, that notwithstanding this
The case was assigned to a calendar and trial court. The Times filed an anti-SLAPP motion, arguing that the injunction ALADS sought would be an unconstitutional prior restraint. ALADS filed opposition. ALADS argued that the court should delay ruling on the motion until it could depose Faturechi, that the SLAPP statute did not apply because Faturechi's possession of the files was "illegal as a matter of law," that ALADS had shown a probability of prevailing on its claim, and that the injunctive relief it sought was not a prior restraint because it was not "content-based." ALADS submitted declarations from two deputy sheriffs doing background checks in the personnel bureau, two deputy sheriffs identified only as John Does 3 and 14,
The trial court held a hearing on the special motion to strike on October 9, 2013. The court sustained many of the Times's evidentiary objections to ALADS's declarations and overruled others. At the conclusion of the hearing the court granted the motion. The court first noted that the SLAPP statute generally stays discovery absent a noticed motion showing good cause. The court agreed with the Times that "the qualifications, conduct, and identities of peace officers are matters of public interest," citing Gomes v. Fried (1982) 136 Cal.App.3d 924, 933 [186 Cal.Rptr. 605] ("`law enforcement is a primary function of local government'" and the public has a great "`interest in the qualifications and conduct of law enforcement officers'" (italics omitted)). The trial court also stated that ALADS had not "provide[d] any evidence that Faturechi's possession or acquisition of the background investigations is illegal/criminal." The court observed the cases ALADS cited were distinguishable: "they were situations where illegality was either conceded by the Defendant or where Plaintiffs' evidence established illegal conduct." The court acknowledged the "wealth of both State and Federal case law" finding First Amendment protection for journalists who "did not [themselves] engage in the illegal conduct but had reason to know the information they had received had been obtained illegally in the first instance."
As for the probability of success on the merits, the trial court stated ALADS had "not adequately alleged any underlying privacy cause of action,"
ALADS timely appealed.
ALADS contends the Times is not entitled to invoke the anti-SLAPP statute because its possession of the deputies' "confidential personnel files" is "clearly illegal." ALADS also asserts the trial court erred in sustaining evidentiary objections to parts of the declarations ALADS submitted. ALADS argues that, even though it termed its cause of action "one for injunctive relief," its factual allegations add up to a claim for invasion of the "primary right of privacy." Finally, ALADS contends—as it did in the trial court—that the injunction it seeks is not a prior restraint because it is not "content—based."
We review the trial court's evidentiary rulings for abuse of discretion. (Molenda v. Department of Motor Vehicles (2009) 172 Cal.App.4th 974, 986 [91 Cal.Rptr.3d 792].) We review the court's grant of the anti-SLAPP motion de novo and independently determine whether the parties have met their respective burdens. (Cross v. Cooper (2011) 197 Cal.App.4th 357, 371 [127 Cal.Rptr.3d 903] (Cross); Soukup v. Law Offices of Herbert Hafif (2006) 39 Cal.4th 260, 269, fn. 3 [46 Cal.Rptr.3d 638, 139 P.3d 30] (Soukup).) We do not weigh credibility or compare the weight of the evidence. (Cross, supra, 197 Cal.App.4th at p. 371.)
When ruling on an anti-SLAPP motion, the trial court employs a two-step process. It first looks to see whether the moving party has made a threshold showing that the challenged causes of action arise from protected activity. (Equilon Enterprises v. Consumer Cause, Inc. (2002) 29 Cal.4th 53, 67 [124 Cal.Rptr.2d 507, 52 P.3d 685] (Equilon).) If the moving party meets this threshold requirement, the burden then shifts to the other party to demonstrate a probability of prevailing on its claims. (Ibid.) "In making these determinations, the trial court considers `the pleadings, and supporting and opposing affidavits stating the facts upon which the liability or defense is based.'" (Bergstein, supra, 236 Cal.App.4th at p. 803, quoting § 425.16, subd. (b)(2).)
ALADS asserts the trial court erred in finding the Times had met its burden on the first step of the analysis because the Times obtained the LASD files "through criminal means." ALADS repeats the allegation from its complaint that the Times reporter "stole, received from someone else who stole, or otherwise unlawfully came into physical possession of the confidential background investigation files...." As the trial court correctly observed, ALADS has presented no admissible evidence that Faturechi or anyone else at the Times stole anything. For this proposition in its brief, ALADS cites the declaration of Sergeant Jay Moss. Sergeant Moss states only that he has been "assigned to investigate the theft of up to 500 background investigation files
ALADS cites Flatley v. Mauro (2006) 39 Cal.4th 299 [46 Cal.Rptr.3d 606, 139 P.3d 2] (Flatley). There, our Supreme Court held that "a defendant whose assertedly protected speech or petitioning activity was illegal as a matter of law, and therefore unprotected by constitutional guarantees of free speech and petition, cannot use the anti-SLAPP statute to strike the plaintiff's complaint." (Id. at p. 305.) The court stated the rule this way: where "either the defendant concedes, or the evidence conclusively establishes, that the assertedly protected speech or petition activity was illegal as a matter of law, the defendant is precluded from using the anti-SLAPP statute to strike the plaintiff's action." (Id. at p. 320.) In Flatley a lawyer's letters and telephone calls to the plaintiff "constituted criminal extortion as a matter of law" and so were unprotected. (Id. at pp. 305, 332.) The evidence of the defendant's communications was uncontroverted. (Id. at p. 329.) The court emphasized its conclusion that the defendant's communications constituted criminal extortion as a matter of law was "based on the specific and extreme circumstances of [that] case."
Cases decided after Flatley have held the Flatley rule applies only to criminal conduct, not to conduct that is illegal because it violates statutes (other than criminal statutes) or the common law. (Bergstein, supra, 236 Cal.App.4th at p. 804; see Mendoza v. ADP Screening & Selection Services, Inc. (2010) 182 Cal.App.4th 1644, 1654 [107 Cal.Rptr.3d 294] ["the Supreme Court's use of the phrase `illegal' was intended to mean criminal, and not merely violative of a statute"]; Fremont Reorganizing Corp. v. Faigin (2011) 198 Cal.App.4th 1153, 1169 [131 Cal.Rptr.3d 478]; Cross, supra, 197 Cal.App.4th at pp. 384-392 [rejecting plaintiff's claim that defendant's disclosure of location of registered sex offender constituted extortion and violated other Pen. Code provisions as a matter of law; anti-SLAPP protection available].)
Bergstein, decided very recently by this court, discusses the governing authorities on this point at some length. There, the plaintiffs sued the lawyers who had represented their adversaries in litigation over financial transactions.
A leading California case is Nicholson v. McClatchy Newspapers (1986) 177 Cal.App.3d 509 [223 Cal.Rptr. 58]. Two newspapers reported that the State Bar's commission had found the plaintiff unqualified for appointment to the bench. The Government Code required that commission ratings remain confidential. The plaintiff sued the newspapers and the State Bar, alleging violation of his right of privacy under the California Constitution and the common law. The plaintiff also alleged the defendants had conspired to disclose the evaluation "to unauthorized persons and for unauthorized purposes." (177 Cal.App.3d at p. 521.) The trial court sustained the newspapers' demurrers and the Court of Appeal affirmed. The court observed the "plaintiff had the right to expect the State Bar's negative evaluation would remain confidential and, undoubtedly, someone acted in violation of this law in disclosing the evaluation to the media defendants." (Id. at p. 516.) But, the court said, "the First Amendment protects the ordinary news-gathering techniques of reporters and those techniques cannot be stripped of their constitutional shield by calling them tortious." (Id. at p. 513.) The court stated that ordinary news-gathering techniques "of course, include asking persons questions, including those with confidential or restricted information." (Id. at p. 519.) The court concluded, "While the government may desire to keep some proceedings confidential and may impose the duty upon participants to maintain confidentiality, it may not impose criminal or civil liability upon the press for obtaining and publishing newsworthy information through routine reporting techniques." (Id. at pp. 519-520.)
For all of these reasons, the trial court correctly found the "illegal conduct" exception to the anti-SLAPP statute inapplicable in this case.
ALADS contends that—even if its complaint arises from protected activity and the Times was entitled to bring an anti-SLAPP motion—the complaint adequately alleged a cause of action for invasion of privacy and the injunction for which it prayed was not a prior restraint.
As noted above, ALADS's complaint alleged a single cause of action for injunctive relief. That cause of action alleges that the Times intends to "release to the public confidential information from peace officer personnel files, including but not limited to private, confidential and legally privileged and protected personnel, education, credit and medical information"; that the Times is "precluded by law" from "releasing any confidential information" from the files; that the individual plaintiffs "have no adequate, speedy remedy at law"; and that they will suffer irreparable harm if the court does not enjoin the Times's "illegal publication" of their "confidential information." ALADS argues that these allegations—taken together with all of the factual allegations of its complaint—"assert harm suffered by the invasion of their right of privacy."
The first problem with ALADS's argument is that any privacy right in the information contained in deputies' employment applications belongs to the deputies (and their employer, LASD), not to the deputies' labor union. "It is well settled that the right of privacy is purely a personal one; it cannot be asserted by anyone other than the person whose privacy has been invaded, that is, plaintiff must plead and prove that his privacy has been invaded." (Hendrickson v. California Newspapers, Inc. (1975) 48 Cal.App.3d 59, 62 [121 Cal.Rptr. 429] (original italics) [family members could not bring privacy suit against newspaper that published obituary revealing decedent's criminal conviction]; cf. Roberts v. Gulf Oil Corp. (1983) 147 Cal.App.3d 770, 791 [195 Cal.Rptr. 393] [California's "constitutional [privacy] provision simply does not apply to corporations. The provision protects the privacy rights of people." (orignal italics)].) As the only cause of action even arguably pleaded in the complaint is invasion of privacy under the California Constitution, ALADS has no standing to prosecute this case.
In any event, we need not determine whether the complaint as pleaded adequately alleges a cause of action by the individual unnamed Doe plaintiffs for invasion of privacy under the California Constitution because the injunction plaintiffs seek would be an unconstitutional prior restraint. The seminal case, of course, is the Pentagon Papers case, New York Times Co. v. United States (1971) 403 U.S. 713 [29 L.Ed.2d 822, 91 S.Ct. 2140]. There, the United States sought to enjoin The New York Times and the Washington Post from publishing the contents of a classified study about the Vietnam conflict. (Id. at p. 714.) As Chief Justice Burger observed in a later case, in
The cases invalidating prior restraints—especially restraints on publication by the press—are legion. (See, e.g., Nebraska Press, supra, 427 U.S. 539 [invalidating restriction on reporting about criminal defendant's confession even though report might jeopardize defendant's 6th Amend. rights]; Near v. Minnesota, supra, 283 U.S. at pp. 718-719 & fn. 11 ["The fact that for approximately one hundred and fifty years there has been almost an entire absence of attempts to impose previous restraints upon publications relating to the malfeasance of public officers is significant of the deep-seated conviction that such restraints would violate constitutional right."]; Organization for a Better Austin v. Keefe, supra, 402 U.S. at p. 418 [invalidating court order that enjoined community organization from distributing leaflets that plaintiff claimed violated his privacy; "[i]t is elementary, of course, that in a case of this kind the courts do not concern themselves with the truth or validity of the publication"]; Vance v. Universal Amusement Co., Inc. (1980) 445 U.S. 308 [L.Ed.2d 413, 100 S.Ct. 1156, 63] [public nuisance statute that authorized state judge to enjoin exhibition of obscene films was unconstitutional prior
ALADS contends the injunction it seeks to prevent the Times from publishing is "content neutral" and therefore not a prior restraint. ALADS also argues an injunction restraining speech "may issue in some circumstances to protect private rights."
Moreover, the injunction ALADS seeks would not be "content-neutral" at all. ALADS asks the court to enjoin the Times from publishing any article containing any information in 16 listed categories, including the names of any OPS/LASD deputies, their photographs, and their "non-public criminal history."
In sum, ALADS has cited no case permitting the kind of injunction it seeks here, to restrain a newspaper from publishing news articles on a matter of public concern: the qualifications of applicants for jobs as law enforcement officers. ALADS has cited no case because there is no such case. For more than 100 years, federal and state courts have refused to allow the subjects of potential news reports to stop journalists from publishing reports about them. (Providence Journal, supra, 820 F.2d at pp. 1348-1349 ["In its nearly two centuries of existence, the Supreme Court has never upheld a prior restraint on pure speech."; the Supreme Court has never upheld a prior restraint on the publication of news].) If and when the Times publishes any article that constitutes actionable libel or invasion of privacy about any individual deputy, that deputy remains free to file any lawsuit he or she can plead and prove in good faith. (Id. at pp. 1345, 1349 [that publication would infringe privacy rights is insufficient basis for issuing prior restraint; remedy is subsequent action for damages].)
Finally, ALADS contends the trial court "erred in its evidentiary rulings." We find no abuse of discretion.
Under the abuse of discretion standard of review, appellate courts will disturb discretionary trial court rulings only upon a showing of "a clear case of abuse" and "a miscarriage of justice." (See Blank v. Kirwan (1985) 39 Cal.3d 311, 331, [216 Cal.Rptr. 718, 703 P.2d 58]; Denham v. Superior Court (1970) 2 Cal.3d 557, 566 [86 Cal.Rptr. 65, 468 P.2d 193].) A trial court abuses its discretion only when it "`exceeds the bounds of reason, all of the circumstances before it being considered.'" (Denham, at p. 566; see Sargon Enterprises, Inc. v. University of Southern California (2012) 55 Cal.4th 747, 773 [149 Cal.Rptr.3d 614, 288 P.3d 1237].)
Substantial portions of the ALADS declarations were admitted into evidence on the anti-SLAPP motion, either because the Times did not object to
—Descriptions by a lieutenant and a sergeant in the LASD personnel bureau of what information applicants are required to provide, how extensive that information is, how background checks are conducted, what kinds of questions references are asked, the fact that LASD tells applicants as well as references that LASD will keep what they say in confidence, and the fact that the personnel bureau has not authorized anyone to give the files to anyone outside the bureau. (Declaration of Milton Murphy, pars. 1-7, 10; declaration of Cynthia McDaniel, pars. 1-3, 4, 2d sentence, 5, 6, 7, 1st and 3d sentences, 12.)
—Statements by two Doe plaintiffs that they provided extensive personal information to LASD on their application forms. One of the two said when he applied he "underst[ood]" LASD would maintain his "information" as "confidential." (Declaration of Deputy John Doe-3, pars. 1-5; declaration of John Doe-14, pars. 1, 3-6.)
—Statements by a police officer—who also owns a company that "assist[s]... law enforcement personnel in protecting their private information on the internet"—that gang members and "[c]areer criminals" take pride in shooting and killing police officers. (Declaration of Kevin Shaw, pars. 1-7.)
—Statements by an LASD sergeant that he is investigating "the theft of up to 500 background investigation files" from LASD. (Declaration of Jay Moss, pars. 1-8.)
The trial court also sustained a number of the Times's objections to ALADS's declarations. Some of the statements not admitted into evidence include:
—Legal conclusions. (See, e.g., Declaration of Cynthia McDaniel, par. 7, 2d sentence; declaration of Jay Moss, pars. 10, 11.)
—Hearsay and statements lacking foundation. (See, e.g., Declaration of Doe-3, par. 15; declaration of Kevin Shaw, pars. 9-15; declaration of Elizabeth J. Gibbons, pars. 7, 9-15.)
—Statements purporting to testify to Faturechi's intent. (Declaration of Doe-3, par. 14.)
—Some of Shaw's statements about crimes committed in other jurisdictions against peace officers. (Cf. Long Beach Police Officers Assn. v. City of Long Beach (2014) 59 Cal.4th 59, 65, 75 [172 Cal.Rptr.3d 56, 325 P.3d 460] (LBPOA) [declaration by police department lieutenant that revelation of officers' names could expose officers and their families to harassment and gang retaliation expressed "concerns" only "general in nature"].)
The trial court sustained some objections to the ALADS's witnesses' statements about what Faturechi had said to them and what they had said to him, and overruled others. (Compare declaration of Doe-3, pars. 11, 13, 14, 14 [sic]; declaration of Doe-14, pars. 9-10 with declaration of Doe-3, pars. 7-9; declaration of Doe-14, pars. 11, 14.) While both Doe-3 and Doe-14 could testify as to what they put in their applications for LASD jobs, they could not testify as to what documents and information Faturechi had or did not have, as the trial court correctly ruled.
We have reviewed each of the 54 objections the trial court sustained as well as each of the 15 it overruled. We have found no abuse of discretion.
Law enforcement officers protect the public. They prevent crime, and they investigate and make arrests when crimes occur. They carry and use firearms and other weapons. They are authorized to use deadly force and to restrain individual liberty. The public has a strong interest in the qualifications and conduct of law enforcement officers. "... `Peace officers "hold one of the most powerful positions in our society; our dependence on them is high and the potential for abuse of power is far from insignificant."'" (LBPOA, supra, 59 Cal.4th at p. 73, quoting City of Hemet v. Superior Court (1995) 37 Cal.App.4th 1411, 1428 [44 Cal.Rptr.2d 532].) Here, a labor union and unnamed officers seek to stop a newspaper from publishing news reports about the hiring and evaluation of officers, including allegations of past misconduct. "Of all the constitutional imperatives protecting a free press under the First Amendment, the most significant is the restriction against
Kitching, Acting P. J., and Aldrich, J., concurred.